Government Careers

  • Hybrid Principal Surveillance Analyst

  • Financial Industry Regulatory Authority
  • Port Reading, New Jersey 07064 United States View Map

Summary

FINRA is seeking a Principal Analyst in the Surveillance team to conduct complex reviews for potential violations under minimal supervision and mentor junior staff. The role requires strong knowledge of securities rules, including FINRA, MSRB and the Exchange Act, with hybrid work and travel as necessary.The successful candidate will have a Bachelor's degree and at least seven years of securities/financial services experience, plus experience guiding analytics development and stakeholder#J-18808-Ljbffr

Job Description

FINRA is seeking a Principal Analyst in the Surveillance team to conduct complex reviews for potential violations under minimal supervision and mentor junior staff. The role requires strong knowledge of securities rules, including FINRA, MSRB and the Exchange Act, with hybrid work and travel as necessary.The successful candidate will have a Bachelor's degree and at least seven years of securities/financial services experience, plus experience guiding analytics development and stakeholder#J-18808-Ljbffr

Government Careers

Government Careers

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