Government Careers

  • Senior Analyst, Surveillance and Market Intelligence

  • Jobtailor
  • Denver, Colorado 80219 United States View Map

Summary

ResponsibilitiesConduct routine surveillance reviews to identify unusual market activityDraft summaries of internal updates regarding rules and regulationsAssist with projects for testing and developing new analytics and surveillance toolsPresent investigative findings to managementFollow area protocols, standards, and policiesRequirementsBachelor's degreeMinimum of three (3) years of experience in the securities/financial services industryWorking knowledge of surveillance development lifecycleWorking knowledge of FINRA, MSRB and other SRO rules and the Securities Exchange Act of 1934Ability to identify potential securities rule violations#J-18808-Ljbffr

Job Description

ResponsibilitiesConduct routine surveillance reviews to identify unusual market activityDraft summaries of internal updates regarding rules and regulationsAssist with projects for testing and developing new analytics and surveillance toolsPresent investigative findings to managementFollow area protocols, standards, and policiesRequirementsBachelor's degreeMinimum of three (3) years of experience in the securities/financial services industryWorking knowledge of surveillance development lifecycleWorking knowledge of FINRA, MSRB and other SRO rules and the Securities Exchange Act of 1934Ability to identify potential securities rule violations#J-18808-Ljbffr

Government Careers

Government Careers

Government jobs offer stability, competitive benefits, and the chance to make a meaningful impact on your community and country.

Whether you’re starting your career or seeking new opportunities, these roles provide pathways for growth, security, and service.

Explore positions across a wide range of fields and take the first step toward a rewarding future in public service.

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